Case Study: Psycho
When it comes to suspense,
there is undisputedly no greater film director than Alfred Hitchcock. The
“Master of Suspense”, as he is hailed, exemplified over the course of his
five-decade career filmic techniques that have highly influenced the landscape
of modern film around the world. This essay however only touches upon a section
of his substantial impact in film, but nonetheless an important part of which
he is especially remembered for; his encouragement of audience involvement. I
will concentrate on his 1960 film Psycho,
chronologically exploring Hitchcock’s methods in placing the audience as an
important part of the film. While Psycho
has certainly influenced the horror genre (and horror’s sub-genres such as the slasher film), the themes and craft that
Hitchcock employs are far more complex. Rather than placing a fear on the
supernatural, Hitchcock locates the terror to the very normal everyday life,
playing with human psychological fears. The film not only revolutionized the
horror film, but changed the entire movie-going experience. Critics were
excluded from advanced showings and no one was allowed to be admitted to the
theatre after the start of each performance (McGilligan 2004: 599). The
camera-work in Psycho works in a very
purposeful manner, allowing for and also encouraging the audience’s emotional
involvement as well as detachment. Not only is the audience’s role important in
Psycho, but in fact crucial. Robin
Wood’s argues that “the spectator becomes the chief protagonist, uniting in
himself all the characters” (2002: 147). While Hitchcock has in his films prior
to Psycho employed similar
techniques, Psycho is the exemplary example of audience
participation.
Privileging the audience
with information and prohibiting it from the character in the shot was a
trademark in Hitchcock’s work, which allowed for more suspense, as opposed to
mere shock or surprise. He explained that “if a group of people is sitting at a
table and a bomb unexpectedly goes off, we experience shock. But if we know
that they are unaware of the bomb ticking away underneath their table, we will
be caught in the grip of suspense” (Knight & McKnight in Allen & Gonzalès
1999: 107). Psycho though, combines
elements of suspense and surprise on multiple occasions, hence placing the
audience in an uncomfortable situation. From the very opening credit scenes, Saul
Bass’ title animation and Bernard Herrmann’s continuous score already positions the spectators in a state of uneasiness. The
text appears horizontally, but is split from the vertical. Susan Smith explains
that the scene
Propels the viewer into a much earlier,
more sudden and far more advanced state of suspense by evoking an instantaneous
sense of dread (rather than mere suspicion or apprehension) about what is to
follow… the film therefore mixes up and reworks the various stages of suspense
in a way that is much more disruptive and unsettling than a gradual, predictable
build-up tension (which at least offers a certain security of expectation) (2000:
26).
Once the intense ‘text-splitting’
credits – which play on the very themes of the film such as duality – end
without a clear resolution still echoing in the audiences ears, Hitchcock
transitions the viewer back to the very ‘normal’. The date and time of day is
very precise and once the camera moves towards a supposedly random window, it
briefly hesitates as if the location is neither here nor there; it could be the
lives of anyone. Furthermore William Rothman argues that “the precise
specification of date and time reinforces the suggestion that what we are about
to view is no ordinary fiction. Psycho’s
fiction is that its world is real” (1982: 251). The ‘soaring’ of the camera
over the cityscape of Phoenix in itself suggests an embodiment of a bird-like
creature – perhaps even the mythical phoenix bird – when intruding into the
lives of a couple. The camera at this point has taken a free role and the
morality of the audience’s voyeurism is already questioned. But once the camera
(or the audience) commits its first intrusion, it takes a subjective stance
with the character of Marion.
Rothman argues that once
the camera arbitrarily chooses Marion as the film’s subject, it “also seals
Marion’s fate when it singles her out. Its entrance into Marion’s life is
fateful; the mark she bears is also the camera’s mark” (ibid: 253). Hitchcock
has therefore incorporated the audience as a factor in the story. Once the
relationship – which Robin Wood argues is nothing short from normal human
behavior (2002: 143) – between Marion and Sam has been established, the
audience’s sympathies lie with Marion after her situation with Sam seems
hopeless. This scene thus creates a relationship between Marion and the
audience, further augmented by the following scene and Cassidy’s crude
character. Cassidy is, as best described by Wood, “a vulgar, drunken oaf”
(ibid.), and the opposite of Marion. His boastful nature and plans to buy his
daughter’s love with money furthermore highlights the audience’s sympathies for
Marion. The moral implications of the crime she soon commits in stealing the
$40,000 is lessened after the blame could be equally placed on Sam’s financial
debts and now Cassidy’s persona; the emotional connection between the audience
and Marion therefore remains. Moreover, Hitchcock maintains the subjective
relationship with Marion when upon her escape the audience is granted “access
to her stream of consciousness” (Rothman 1982: 261). Herrmann’s endless score
reappears reflecting Marion’s anxieties. Herrmann himself has acknowledged the
importance of his music in Hitchcock’s films by stating that “music becomes a communicating
link between the screen and the audience, reaching out and developing all into
one single experience” (Smith 2000: 104). Furthermore film editor Paul Hirsch
explains that “the best film music… is an expression of the interior
psychological state of a character in a scene” (ibid: 105) reflecting heavily
on what Marion is feeling. In the previous confrontations between Marion and
the police officer and car salesman, the audience is privileged in knowing
Marion’s past and rooting for her despite her crime. Wood writes, “like her we
resent, with fear and impatience, everything… that impedes or interferes with
her obsessive flight, despite the fact that only interference can help her”
(2002: 145). If Hitchcock has concentrated the beginning of the film on the
‘normal’ and ordinary, Marion’s journey establishes the shift to the
‘abnormal’.
With the introduction of
Norman Bates – whose name is only one letter away from ‘normal’ – the
audience’s character relationship starts to alter subtly in Norman’s direction.
The first encounter between the pair comes when Norman takes Marion’s luggage
into the motel reception where the placement of a mirror seems of grand
importance according to Rothman. He explains that
Momentarily, she enters the frame in the
flesh and turns to face the mirror, her turning precisely synchronized with the
appearance of Norman’s reflection. At this moment, Marion (in full face) and
Norman (in profile) are contiguous, as if the mirror framed not two people but
a single composite being (1982: 267).
In essence, Rothman
observes that this moment in the film marks a symbolic transition in the
identification process. George Toles notes that in the following shot, the
positioning of Marion and Norman is perfectly symmetrical, acting as mirror
images of each other (Allen & Gonzalès 1999: 167). If in the beginning Hitchcock’s
camera-work exhibited a slight hesitation that has been argued to have sealed
Marion’s fate, a similar parallel can be drawn from Norman’s hesitation when
reaching for the motel room key in this very scene. At first he reaches for
room key number three, but ultimately chooses the first cabin and setting of
Marion’s murder after Marion lies about her city of origin. As discussed,
Hitchcock has more than explicitly defined Marion’s place of origin, and thus,
through her lie starts becoming less sympathetic to the viewer whilst compared
to the charming youth of Norman. In the scene that follows Norman captures the
audience’s emotional sympathies when it turns out that his mother is ill during
the pair’s dinner conversation. The identification process however, is not
complete until the rapid surprise departure of Marion where the spectator is
left with no choice but to sympathize with Norman (when it is assumed that his
mother is the killer). Robin Wood describes that
We have been carefully prepared for this
shift of sympathies. For one thing, Norman is an intensely sympathetic
character, sensitive, vulnerable, trapped by his devotion to his mother – a
devotion, self-sacrifice, which our society tends to regard as highly laudable.
That he is very unbalanced merely serves to evoke our protective instincts: he
is also so helpless. Beyond this, the whole film hitherto has led us to Norman,
by making us identify with a condition in many ways analogous to his: the
transition is easy (2002: 146).
Furthermore Hitchcock
employs a subjective point-of-view when Norman mops up the blood off the bathtub
and bathroom floor as if it were directly the spectator having to do the cleaning.
Even when Norman dumps Marion’s car with her corpse in the trunk into the
swamp, it is made clear that Norman still has the viewer’s sympathies. Once the
car stops sinking, for a brief moment (or, again, hesitation) the tension
builds in fear of Norman’s capture, only to be relieved with the car’s full
descent.
In the second half of the
film Hitchcock reintroduces Sam and two new characters in Marion’s sister Lila
and detective Arbogast. The relationship with the aforementioned characters and
the audience refrains from any sort of emotional involvement but grants
important access to the mystery of the plot. “Our only link with these
characters is the act of searching, but they are only able to search for things
that we know are not there… They futilely retrace each other’s steps and
imitate each other’s actions, without ever having the sense of what their eyes
need to connect with” (Toles in Allen & Gonzalès: 171). The identification
remains with Norman despite an obvious resemblance to Sam – portrayed once more
in the motel reception – because the audience supposedly already knows the
“truth”. Also the audience is aware of Sam’s past and the likeability remains
clearly on Norman’s side. But as the plot thickens during the investigation when
claiming that Mrs. Bates had died years ago, the audience is forced to
second-guess the mystery and therefore utilizes Sam, Lila and Arbogast in
solving it. Once Arbogast enters the unknown into Bates’ house, Hitchcock
presents the suspense from Arbogast’s subjective point-of-view when mounting
the stairs. This moment, though, is only brief as the camera-work Hitchcock
employs rapidly shifts to a high angle view when “Mrs. Bates” comes rushing to
stab him accompanied by Hermann’s loud and disturbing music. This moment in
time the audience is in limbo between expectation and shock, suspense and
surprise. The spectator was certainly aware of the possible implications of
Arbogast’s passage, but nonetheless is left in a state of shock due to the
crime’s coldness and rapidity. Arbogast is essentially the body employed to
lead the audience to discovering the mystery, despite its implications. The
lack in emotional ties further reinforces and encourages Arbogast’s
investigation for answers. The scene eventually
changes to the murderer’s perspective, exposing the horror in Arbogast’s face
when finding out the truth and also fuelling the audience’s curiosities.
Similar to Sam and Norman,
physical distinctions can be paralleled between Lila and Marion. It is as if
Lila is an extension of Marion, but again, due to the lack of knowledge about
Lila, the emotional tie is cut. When Lila enters Mrs. Bates’ room, Hitchcock
once more utilizes mirrors. During her search her focus in centred on a set of bronze hands
only to be frightened by a double reflection of herself in the mirror. William
Rothman argues that the second reflection of her image (the reflection of the
reflection), actually is the presence of the viewer standing behind her (1982:
321-321). During the moment when Lila discovers Norman’s room, the sympathies
still very much lie on Norman’s side, further empowered by Sam’s rude behavior
when questioning Norman. His room seems nothing short of normal and Hitchcock
with the placement of toys, an unmade bed and an Eroica Symphony record, stays loyal to his man/child image. But
once the climax of the film reveals to truth about Norman, the outcome is
unexpected and extremely shocking. The emotions that the spectator has been
feeling towards Norman through Hitchcock’s subjectivity complicate and question
the viewer’s very own morality. Wood argues that “we have been led to accept
Norman Bates as a potential extension of ourselves” (2002: 148).
In conclusion, audience
participation in Psycho can best be
described through Robin Wood: “The characters of Psycho are one character,
thanks to the identifications the film evokes, is us” (2002: 147). It comes to
no surprise why Hitchcock would not allow audiences to enter the cinema once
the film began, as the audience is an integral component of the film itself.
From the very beginning, the undivided attention of the viewing participant is
needed, in order for the full experience to be achieved. Hitchcock at first
leads the audience to expect the eventual salvation of Marion despite her
predicament, only to fully let down expectations by a graphically violent
death. Furthermore Herrmann’s score empowers the raging fear, leaving the
audience in a near state of trauma. The only person available to relate to
after Marion’s death is the character of Norman, whom Hitchcock has designed
with the utmost precision. His sympathetic nature misleads the viewer to
believe in his innocence, until the twist in plot reveals the audience’s most
horrifying fears; even the most ‘normal’ human being can be dangerous. While
the Hitchcock has filmed some of the most horrific physically violent murder
scenes in Psycho, the horror that
stays with the participating protagonist, is in fact, psychological. The
element of participation in Psycho
forced the viewer to emotionally connect with Marion and Norman, two
predominantly ‘normal’ characters and relate it to the viewer’s very own life.
A moral dilemma therefore arises within the psyche of the watcher once the
mystery is solved. In essence, “we all carry within us somewhere every human
potentiality, for good of evil, so that we all share in common guilt, may be,
intellectually, a truism: the greatness of Psycho
lies in its ability, not merely to
tell us this, but to make us experience it” (Wood 2002: 148).
Bibliography
Allen, R. &
Gonzalès, S.I. (eds.) (1999) Alfred
Hitchcock: Centenary Essays. London: British Film Institute.
McGilligan, P.
(2004) Alfred Hitchcock: A Life in
Darkness and Light. Chichester: Wiley.
Rothman, W. (1982)
Hitchcock: The Murderous Gaze. Cambridge, Mass.; London: Harvard University Press.
Smith, S. (2000) Hitchcock: Suspense, Humour and Tone. London: British Film
Institute.
Wood, R. (2002) Hitchcock’s Films Revisited. New York: Columbia University Press.